# AT-01 Policy and Procedures

NIST SP 800-53 control. Family: AT Awareness and Training. Function: preventative. Baselines: low, moderate, high, privacy. Mapping licence: CC BY-SA 4.0.

Statement: a. Develop, document, and disseminate to [Assignment: organization-defined personnel or roles]: 1. [Selection (one or more): Organization-level; Mission/business process-level; System-level] awareness and training policy that: (a) Addresses purpose, scope, roles, responsibilities, management commitment, coordination among organizational entities, and compliance; and (b) Is consistent with applicable laws, executive orders, directives, regulations, policies, standards, and guidelines; and 2. Procedures to facilitate the implementation of the awareness and training policy and the associated awareness and training controls; b. Designate an [Assignment: organization-defined official] to manage the development, documentation, and dissemination of the awareness and training policy and procedures; and c. Review and update the current awareness and training: 1. Policy [Assignment: organization-defined frequency] and following [Assignment: organization-defined events]; and 2. Procedures [Assignment: organization-defined frequency] and following [Assignment: organization-defined events].
Guidance: Awareness and training policy and procedures address the controls in the AT family that are implemented within systems and organizations. The risk management strategy is an important factor in establishing such policies and procedures. Policies and procedures contribute to security and privacy assurance. Therefore, it is important that security and privacy programs collaborate on the development of awareness and training policy and procedures. Security and privacy program policies and procedures at the organization level are preferable, in general, and may obviate the need for mission- or system-specific policies and procedures. The policy can be included as part of the general security and privacy policy or be represented by multiple policies that reflect the complex nature of organizations. Procedures can be established for security and privacy programs, for mission or business processes, and for systems, if needed. Procedures describe how the policies or controls are implemented and can be directed at the individual or role that is the object of the procedure. Procedures can be documented in system security and privacy plans or in one or more separate documents. Events that may precipitate an update to awareness and training policy and procedures include assessment or audit findings, security incidents or breaches, or changes in applicable laws, executive orders, directives, regulations, policies, standards, and guidelines. Simply restating controls does not constitute an organizational policy or procedure.

## Patterns that use it (7)
- Important (2): SP-014 Awareness and Training Pattern; SP-018 Information Security Management System
- Standard (5): SP-006 Wireless- Private Network Pattern; SP-007 Wireless- Public Hotspot Pattern; SP-011 Cloud Computing Pattern; SP-025 Advanced Monitoring and Detection; SP-029 Zero Trust Architecture

## Clauses by framework (68 frameworks)
- iso_27001_2022: 5.2, 5.3, 7.2, 7.3, 7.5, A.5.1, A.5.2, A.5.4, A.5.31, A.5.36, A.5.37. OSA's own, not in NIST's crosswalk: 7.2, 7.3
- iso_27002_2022: 5.1, 5.4
- cobit_2019: APO07
- pci_dss_v4: 12.1, 12.6
- nist_csf_2: GV.OC-03, GV.OV-01, GV.PO-01, GV.PO-02, GV.RR-04, GV.SC-03, ID.IM-01, ID.IM-02, ID.IM-03. OSA's own, not in NIST's crosswalk: GV.RR-04
- cis_controls_v8: CIS 14, CIS 14.1
- soc2_tsc: CC1.2-POF1, CC1.4, CC1.4-POF1, CC1.4-POF3, CC2.2-POF1, CC2.2-POF7, CC5.3, CC5.3-POF1, CC5.3-POF6, CC7.2-POF1, P1.1-POF5
- iso_42001_2023: A.4.6
- nis2: Art. 21(2)(g)
- bsi_grundschutz: ORP.2, ORP.3
- anssi: Hygiene.1, Hygiene.2, RGS.1.2, SecNumCloud.6.1
- osfi_b13: B-13.1.1
- finma_circular: IV.A(23), IV.B.a(48), IV.B.a(49)
- gdpr: Art.39(1)(b), Art.47(2)(n), Rec.78
- dora: Art.5(4), Art.13(6)
- bio2: 5.1, 5.4
- rbi_csf: Annex1.23, ITGRCA.24
- fisc: FISC.O8
- lgpd_bcb: BCB.Art.2, BCB.Art.4, LGPD.Art.47, LGPD.Art.50
- hkma_tme1: TME1.2.5
- mlps_2: 8.1.8.2
- dnb_good_practice: DNB.1.2
- cra: CRA.Info.8a
- swift_cscf: SWIFT.7.2
- cbb_tm: TM-3
- cbuae: CR-11
- nca_ecc: 1-3, 1-10
- qatar_nia: GV, HR
- sama_csf: 1.2, 1.6
- uae_ia: T3, T5
- bog_cisd: CISD-XV
- bom_ctrm: 3.8
- cbe_csf: GOV-4
- cbn_csf: Part1.3, Part8
- sa_js2: JS2-8.6
- bcbs_239: Principle 1
- bot_cyber: Ch7.1
- cpmi_pfmi: CG.GOV, PFMI.P2
- eba_ict: 3.4.1, 3.4.7
- ecb_croe: CROE.2.1.2, CROE.2.3.2
- ffiec_is: I.A, I.B, I.C, II.C.1, II.C.7(e)
- hipaa_sr: §164.308(a)(5)(i), §164.316(a)
- iosco_cyber: GOV-1, PROT-4
- nydfs_500: 500.3, 500.10, 500.14
- sebi_cscrf: CAPACITY, PR.AT
- cmmc_2: AT
- nerc_cip: CIP-003-9, CIP-004-7
- nrc_73_54: RG5.71-C-AT
- tsa_psd: SD-2 Sec H
- ferc_cip: Order 888
- doe_c2m2: WORKFORCE
- api_1164: Sec 13
- awia: AWWA Sec 8
- iaea_nss: Sec 9
- fca_sysc_13: SYSC 13.5.1, SYSC 13.6.1
- fda_21_cfr_11: §11.10(i)
- hitrust_csf: 02.b, 04.a
- iso_27799: 5.1, 7.2
- lloyds_ms: MS8.2, MS8.13
- naic_ds: 4-training, 4B
- nhs_dspt: NDG-1.3, NDG-2.1, NDG-3.1, NDG-3.2
- pra_ss1_23: P2.3
- solvency_ii: Art.41(3), DR.258, DR.266
- csa_ccm_v4: HRS-11
- csa_aicm: GRC-13, HRS-11, HRS-15
- mica: Art.62(7)
- basel_sco60: SCO60.3, SCO60.60
- bssc: GSP-03
OSA's mapping for iso_27001_2022 and nist_csf_2 takes NIST's published crosswalk as its base. A clause not marked as OSA's own is in that crosswalk.

## More
- This control as JSON, with guidance and ATT&CK techniques: /api/v1/controls/AT-01
- Clauses only: /api/v1/controls/AT-01?fields=mappings
- Page for people: /controls/at-01/