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PT-05 Privacy Notice

Personally Identifiable Information Processing and Transparency

Privacy New in Rev 5

Description

Provide notice to individuals about the processing of personally identifiable information that: a. Is available to individuals upon first interacting with an organization, and subsequently at [Assignment: organization-defined frequency]; b. Is clear and easy-to-understand, expressing information about personally identifiable information processing in plain language; c. Identifies the authority that authorizes the processing of personally identifiable information; d. Identifies the purposes for which personally identifiable information is to be processed; and e. Includes [Assignment: organization-defined information].

Supplemental Guidance

Privacy notices help inform individuals about how their personally identifiable information is being processed by the system or organization. Organizations use privacy notices to inform individuals about how, under what authority, and for what purpose their personally identifiable information is processed, as well as other information such as choices individuals might have with respect to that processing and other parties with whom information is shared. Laws, executive orders, directives, regulations, or policies may require that privacy notices include specific elements or be provided in specific formats. Federal agency personnel consult with the senior agency official for privacy and legal counsel regarding when and where to provide privacy notices, as well as elements to include in privacy notices and required formats. In circumstances where laws or government-wide policies do not require privacy notices, organizational policies and determinations may require privacy notices and may serve as a source of the elements to include in privacy notices. Privacy risk assessments identify the privacy risks associated with the processing of personally identifiable information and may help organizations determine appropriate elements to include in a privacy notice to manage such risks. To help individuals understand how their information is being processed, organizations write materials in plain language and avoid technical jargon.

Changes from Rev 4

New control family introduced in Rev 5

Enhancements (2)

What NIST adds to this control. Select one to read its statement.

PT-05(01) Just-in-time Notice

Present notice of personally identifiable information processing to individuals at a time and location where the individual provides personally identifiable information or in conjunction with a data action, or [Assignment: organization-defined frequency].

PT-05(02) Privacy Act Statements Privacy

Include Privacy Act statements on forms that collect information that will be maintained in a Privacy Act system of records, or provide Privacy Act statements on separate forms that can be retained by individuals.

Patterns that use this control (2)

Grouped by the emphasis each pattern gives it.

Compliance Mappings

ISO 27001:2022

A.5.34

ISO 27002:2022

5.34

COBIT 2019

APO14

CIS Controls v8

CIS 3

SOC 2 TSC

P1.1P1.1-POF1P1.1-POF5

CSA CCM v4

DSP-11

CSA AICM v1

DSP-11

ISO 42001:2023

A.8.2A.8.5

BSI IT-Grundschutz

CON.2

ANSSI

SecNumCloud.19.3

FINMA Circular 2023/1

IV.D(78)

EU GDPR

Art.5(1)(a)Art.5(1)(b)Art.12(1)Art.13(1)Art.14(1)

BIO2

5.34

RBI CSF

Annex1.24

CBUAE

CR-5

CBE CSF

CTO-2

SA JS2

JS2-8.2

CBN CSF

Part3.4Part7.1

POPIA

s5s12s13s18s69s70

BoM CTRM

3.10

BCBS 239

Principle 11

SEBI CSCRF

DATALOC

BOT Cyber Resilience

Ch2.3Ch9.2

Common Criteria

CC Part 2 — FPR

Lloyd's Minimum Standards

MS7.1MS8.7

NAIC Insurance Data Security

6-b

HITRUST CSF v11

06.b13.b13.d

ISO 27799

16.318.118.2

NHS DSPT

NDG-1.3

OWASP MASVS v2.1

MASVS-PRIVACY-3MASVS-PRIVACY-4

MiCA

Art.62(9)Art.83(1)Art.98(1)

Basel SCO60

SCO60.70

BSSC Standards

GSP-09

SEC Custody (Digital Assets)

SEC-CD-20

India DPDPA

Act.5(1)Act.5(2)Act.5(3)Act.6(3)Rules.3Rules.Sch2