SR-04 Provenance
Supply Chain Risk Management
Description
Document, monitor, and maintain valid provenance of the following systems, system components, and associated data: [Assignment: organization-defined systems, system components, and associated data].
Supplemental Guidance
Every system and system component has a point of origin and may be changed throughout its existence. Provenance is the chronology of the origin, development, ownership, location, and changes to a system or system component and associated data. It may also include personnel and processes used to interact with or make modifications to the system, component, or associated data. Organizations consider developing procedures (see SR-01) for allocating responsibilities for the creation, maintenance, and monitoring of provenance for systems and system components; transferring provenance documentation and responsibility between organizations; and preventing and monitoring for unauthorized changes to the provenance records. Organizations have methods to document, monitor, and maintain valid provenance baselines for systems, system components, and related data. These actions help track, assess, and document any changes to the provenance, including changes in supply chain elements or configuration, and help ensure non-repudiation of provenance information and the provenance change records. Provenance considerations are addressed throughout the system development life cycle and incorporated into contracts and other arrangements, as appropriate.
Changes from Rev 4
New control family introduced in Rev 5
Enhancements (4)
What NIST adds to this control. Select one to read its statement.
SR-04(01) Identity
Establish and maintain unique identification of the following supply chain elements, processes, and personnel associated with the identified system and critical system components: [Assignment: organization-defined supply chain elements, processes, and personnel associated with organization-defined systems and critical system components].
SR-04(02) Track and Trace
Establish and maintain unique identification of the following systems and critical system components for tracking through the supply chain: [Assignment: organization-defined systems and critical system components].
SR-04(03) Validate as Genuine and Not Altered
Employ the following controls to validate that the system or system component received is genuine and has not been altered: [Assignment: organization-defined controls].
SR-04(04) Supply Chain Integrity — Pedigree
Employ [Assignment: organization-defined controls] and conduct [Assignment: organization-defined analysis] to ensure the integrity of the system and system components by validating the internal composition and provenance of critical or mission-essential technologies, products, and services.
Patterns that use this control (5)
Grouped by the emphasis each pattern gives it.
MITRE ATT&CK Techniques (22)
ATT&CK v16.1Techniques mitigated by this control, mapped via CTID.