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IA-03 Device Identification and Authentication

Identification and Authentication

Moderate High

Description

Uniquely identify and authenticate [Assignment: organization-defined devices and/or types of devices] before establishing a [Selection (one or more): local; remote; network] connection.

Supplemental Guidance

Devices that require unique device-to-device identification and authentication are defined by type, device, or a combination of type and device. Organization-defined device types include devices that are not owned by the organization. Systems use shared known information (e.g., Media Access Control [MAC], Transmission Control Protocol/Internet Protocol [TCP/IP] addresses) for device identification or organizational authentication solutions (e.g., Institute of Electrical and Electronics Engineers (IEEE) 802.1x and Extensible Authentication Protocol [EAP], RADIUS server with EAP-Transport Layer Security [TLS] authentication, Kerberos) to identify and authenticate devices on local and wide area networks. Organizations determine the required strength of authentication mechanisms based on the security categories of systems and mission or business requirements. Because of the challenges of implementing device authentication on a large scale, organizations can restrict the application of the control to a limited number/type of devices based on mission or business needs.

Enhancements (3)

What NIST adds to this control. Select one to read its statement.

IA-03(01) Cryptographic Bidirectional Authentication

Authenticate [Assignment: organization-defined devices and/or types of devices] before establishing [Selection (one or more): local; remote; network] connection using bidirectional authentication that is cryptographically based.

IA-03(03) Dynamic Address Allocation

a. Where addresses are allocated dynamically, standardize dynamic address allocation lease information and the lease duration assigned to devices in accordance with [Assignment: organization-defined lease information and lease duration]; and b. Audit lease information when assigned to a device.

IA-03(04) Device Attestation

Handle device identification and authentication based on attestation by [Assignment: organization-defined configuration management process].

Withdrawn by NIST:

  • IA-03(02) Cryptographic Bidirectional Network Authentication, now in IA-03(01)

Compliance Mappings

COBIT 2019

DSS05

CIS Controls v8

CIS 13.9

NIST CSF 2.0

PR.AA-01PR.AA-03

SOC 2 TSC

CC6.1CC6.1-POF3CC6.1-POF8

CSA CCM v4

DCS-08

CSA AICM v1

DCS-08IAM-18

IEC 62443

3-3 SR 1.2

MAS TRM

9

BSI IT-Grundschutz

ORP.4

ANSSI

Hygiene.5Hygiene.26SecNumCloud.10.5

FINMA Circular 2023/1

IV.B.d(59)IV.C(62)

OSFI B-13

B-13.3.2

EU GDPR

Art.32(1)(b)

EU DORA

Art.9(4)(c)

RBI CSF

Annex1.4ITGRCA.19

HKMA TM-E-1

TME1.8.3TME1.10.2

MLPS 2.0

8.4

EU CRA

CRA.I.2d

SWIFT CSCF

SWIFT.2.1

SAMA CSF

3.1

NCA ECC

5-1

UAE IA

T9

CBB TM

TM-6

Qatar NIA

AC

CBUAE

CR-4

CBE CSF

CTO-1

SA JS2

JS2-7.1

CBN CSF

Part3.2

BoG CISD

CISD-IX

BoM CTRM

3.3

IOSCO Cyber Resilience

PROT-1

CPMI-IOSCO PFMI

PFMI.P22

FFIEC IS

II.C.15

HIPAA Security Rule

§164.312(d)

EBA ICT Guidelines

3.4.2

BOT Cyber Resilience

Ch2.2

CMMC 2.0

IA

10 CFR 73.54

RG5.71-A-AC

IEEE 1686-2022

5.5

FERC CIP Orders

Order 2222

DOE C2M2 v2.1

ACCESS

API 1164

Sec 6

IAEA NSS 17-T

Sec 5.2

Common Criteria

CC Part 2 — FIA

FDA 21 CFR Part 11

§11.10(h)

FDA Cybersecurity Guidance

SA-1

Basel SCO60

SCO60.61

BSSC Standards

KMS-04

SEC Custody (Digital Assets)

SEC-CD-02

ISO 17799 (legacy)

11.4.211.4.311.7.1

COBIT 4.1 (legacy)

None.