← Controls / AU

AU-12 Audit Record Generation

Audit and Accountability

Low Moderate High

Description

a. Provide audit record generation capability for the event types the system is capable of auditing as defined in AU-2a on [Assignment: organization-defined system components]; b. Allow [Assignment: organization-defined personnel or roles] to select the event types that are to be logged by specific components of the system; and c. Generate audit records for the event types defined in AU-2c that include the audit record content defined in AU-3.

Supplemental Guidance

Audit records can be generated from many different system components. The event types specified in AU-2d are the event types for which audit logs are to be generated and are a subset of all event types for which the system can generate audit records.

Changes from Rev 4

No significant changes from Rev 4.

Enhancements (4)

What NIST adds to this control. Select one to read its statement.

AU-12(01) System-wide and Time-correlated Audit Trail High

Compile audit records from [Assignment: organization-defined system components] into a system-wide (logical or physical) audit trail that is time-correlated to within [Assignment: organization-defined level of tolerance for the relationship between time stamps of individual records in the audit trail].

AU-12(02) Standardized Formats

Produce a system-wide (logical or physical) audit trail composed of audit records in a standardized format.

AU-12(03) Changes by Authorized Individuals High

Provide and implement the capability for [Assignment: organization-defined individuals or roles] to change the logging to be performed on [Assignment: organization-defined system components] based on [Assignment: organization-defined selectable event criteria] within [Assignment: organization-defined time thresholds].

AU-12(04) Query Parameter Audits of Personally Identifiable Information

Provide and implement the capability for auditing the parameters of user query events for data sets containing personally identifiable information.

Compliance Mappings

ISO 27001:2022

7.5A.8.15

ISO 27002:2022

8.15

CIS Controls v8

CIS 3.14CIS 8CIS 8.2

NIST CSF 2.0

DE.CM-01DE.CM-03DE.CM-09PR.PS-04

PCI DSS v4.0.1

10.2

CSA CCM v4

LOG-11

CSA AICM v1

LOG-11

FINOS CCC

CCC-C04CCC-C17

IEC 62443

3-3 SR 2.8

APRA CPS 234

Para 22-23

BSI IT-Grundschutz

OPS.1.1.5

ANSSI

Hygiene.29SecNumCloud.13.7

EU DORA

Art.10(1)

BIO2

8.15

RBI CSF

Annex1.16Annex1.17ITGRCA.15

FISC Security Guidelines

FISC.O2

HKMA TM-E-1

TME1.4.2TME1.5.2TME1.8.2

MLPS 2.0

8.1.3.58.1.4.3

EU CRA

CRA.I.2l

SWIFT CSCF

SWIFT.6.4

NCA ECC

2-12

UAE IA

T7

CBB TM

TM-12

Qatar NIA

OS

CBUAE

CR-3

CBE CSF

CD-1

SA JS2

JS2-7.3

CBN CSF

Part3.5

BoG CISD

CISD-VII

BoM CTRM

4.2

IOSCO Cyber Resilience

DET-1DET-4

BCBS 239

Principle 4

CPMI-IOSCO PFMI

CG.DEPFMI.P17

FFIEC IS

II.C.15II.C.18III.B

NYDFS 500

500.6

HIPAA Security Rule

§164.308(a)(1)(ii)(D)§164.308(a)(5)(ii)(C)§164.312(b)

ECB CROE

CROE.2.4

EBA ICT Guidelines

3.4.53.5(c)

SEBI CSCRF

DE.AUDE.DP

BOT Cyber Resilience

Ch3.1

CMMC 2.0

AU

10 CFR 73.54

RG5.71-A-AU

IEEE 1686-2022

5.2

PCI PTS v6

L

TIBER-EU

TIBER.BT

PCI HSM

68

Common Criteria

CC Part 2 — FAU

ISAE 3402

Clause 4

Lloyd's Minimum Standards

MS2.1MS8.12

NAIC Insurance Data Security

4-audit4B

PRA SS1/23

P3.3P3.4P-IT.2

FCA SYSC 13

SYSC 13.7.5

HITRUST CSF v11

09.g

FDA 21 CFR Part 11

§11.10(e)§11.50

FDA Cybersecurity Guidance

SA-5

ISO 27799

9.212.4

CCSS v9.0

1.04.51.05.22.04.1

MiCA

Art.63(2)Art.67(1)Art.68(1)Art.69(1)Art.70(1)Art.72(1)Art.82(1)Art.86(1)Art.88(1)Art.92(1)

BSSC Standards

NOS-06

SEC Custody (Digital Assets)

SEC-CD-15

India DPDPA

Rules.6(1)(c)